Keep on top of your regulatory obligations with pragmatic and tailored support from our specialists
DOWNLOAD THE BROCHURE >>Financial services regulatory compliance is becoming ever more complex. Regulators including the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) produce a continuous stream of consultations, thematic reviews and regulatory updates. It is increasingly challenging and costly for firms to keep on top of the requirements.
With the growing spectre of greater personal liability, regulatory actions, and fines, it is more important than ever that firms have the right level of resources, skills, knowledge and experience to manage their regulatory compliance obligations.
Firms at different phases of their compliance maturity journey have different needs, based on their business model, size and complexity. In order to strengthen firms’ compliance capabilities and complement in-house teams, Xcina Consulting takes a distinctly individual approach to understand our clients’ context, needs, risks and budget in order to design an outsourced compliance solution best suited to their precise requirements, delivering compliance assurance and value for money.
Firms may be looking for someone to manage their compliance on a day-to-day basis or seeking specialist skills or to fill gaps in their team. We support clients’ ongoing compliance activities through a streamlined and tailored compliance framework, proportionate to their business model. To address their requirements, we work seamlessly with in-house compliance teams through numerous ways including:
Our experienced regulatory compliance team works in partnership with firms to deliver and achieve the following:
We focus on building long-term partnerships with clients and support them through their compliance journey. We take the time to get to know their business, team, structure and plans.
Clients benefit from our extensive subject matter expertise as well as knowledge and experience gained from assisting many organisations in their sector.
Our regulatory compliance consultants have many years’ practical experience across a range of firm types and keep on top of the latest developments. Our team includes former Senior Managers, Heads of Compliance and Regulators. They provide pragmatic value-added recommendations tailored to your specific context, not theoretical or boiler plate solutions.
We share with you our deliverables and knowledge transfer including providing training so that your team is equipped to use and maintain your compliance framework independently going forward.
We provide cost-effective outsourced compliance solutions with modular service options giving flexible access to subject matter expertise and advice.
We engaged Xcina Consulting to support SCB in our SM&CR documentation and training. Their assistance was efficient, effective and a great value. They were able to communicate the requirements to participants using plain language and real-life examples
Bethanie Castelnuovo, Chief Financial Officer, SCB Group
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