Financial Crime Compliance Solutions

Protect your organisation from financial crime. We provide a robust framework meeting legal and regulatory expectations.

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Combat financial crime with specialist support

Today’s regulatory environment is characterised by continuous change and disruption. Governments, regulators, law enforcement agencies and customers are focused on greater accountability. Organisations are facing ever-increasing personal and criminal liability.

There is a heightened expectation that Anti-Money Laundering (AML) / Financial Crime Compliance (FCC) should be at the forefront of doing business. Compliance should also be established as a cultural driver throughout the firm. Multi-jurisdictional business models and compliance requirements make AML/FCC even more complex, increasing the risk of non-compliance and the spectre of regulatory censure.

Fines for infringing Financial Crime Compliance requirements have reached record levels in recent years. Still, financial services firms are still struggling to meet their obligations.

Businesses are expected to identify money laundering and financial crime risks, implement robust compliance frameworks, and take appropriate action for control breakdowns and errors of judgement. Failure to do so can have serious reputational, financial and legal consequences for firms, and they may not survive.

Bespoke financial crime solutions

Financial Crime Compliance

Xcina Consulting offers innovative and practical solutions to help protect organisations from financial crime. To support you in the effective management of financial crime risks, we will:

Conduct a financial crime risk assessment of your business, ensuring all FCC risks are adequately assessed, controlled and monitored
Support with defining your FCC policies and procedures around AML/Counter-Terrorist Financing (CTF), Anti-Bribery and Corruption (ABC), Fraud, Market Abuse, and Sanctions.
Identify financial crime risks and remediate control gaps
Manage your FCC framework capacity and capability
Provide Money Laundering Reporting Officer (MLRO) reporting
Arrange FCC Corporate Governance and oversight
Provide tailored FCC training
Prepare you for regulatory inspections and interviews
Offer FCC remediation pre and post Section 166 Order
Provide third-party due diligence on your behalf

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Mitigate Financial Crime with Our Framework Assurance

Utilising specialist partners alongside our regulatory compliance specialists at Xcina, we are trusted by our clients to deliver:

An all-encompassing financial crime risk solution that allows for seamless compliance processes for firms and their customers.
Assurance that the firm’s FCC Framework is robust and operating effectively and that the supporting policies, procedures and other relevant documentation are fit for purpose to prevent, detect and report on financial crime.
Improved confidence through mitigating the risk of financial crime incidents and compliance breaches which could lead to regulatory censure and negatively impact the firm’s performance and reputation.
Assurance to the Board and Senior Managers on Financial Crime Compliance arrangements, enabling them to demonstrate compliance with legal and regulatory expectations.
Evidence of the discharge of Senior Manager responsibilities and accountability with regard to financial crime compliance – mitigating the firm’s as well as personal regulatory risk.

Partner with Xcina for Expert Financial Crime Compliance (FCC) Solutions

Financial Crime Compliance

We focus on building long-term partnerships with our clients and supporting them throughout their financial crime compliance journey.

Benefit from our extensive FCC expertise. We look forward to sharing leading practices and knowledge gained from working in your sector.

Our financial crime compliance consultants bring extensive practical experience spanning various types of firms, and they stay well-informed about the latest industry developments. Our roster includes former Senior Managers, Heads of Compliance, MLROs, and Regulators. Don’t rely on generic or theoretical solutions. We are equipped to deliver pragmatic, value-added recommendations tailored to your unique circumstances.

We collaborate closely with you by sharing our deliverables and facilitating knowledge transfer. This includes training your team to manage and sustain your financial crime compliance framework autonomously in the future.

By fostering seamless cooperation with both clients and external partners, we offer an all-encompassing financial crime risk solution. Our methods allow for an integrated compliance workflow for your firm and your customers.

What our clients say

The client is the UK subsidiary of an overseas bank focusing on trade finance, corporate and personal banking. Xcina Consulting conducted an independent assessment of the Financial Crime Compliance (FCC) Framework covering financial crime policies, transaction monitoring, sanctions monitoring, onboarding and periodic account reviews, MLRO role, responsibilities and reporting, as well as financial crime training. We provided pragmatic recommendations to strengthen their FCC framework and mitigate risks.

UK Subsidiary of an Overseas Bank

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If you’d like to know more about any of our services or have a question, then please let us know.

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