Regulatory Compliance Newsletter from Xcina Consulting - April Edition | Resources
 

Regulatory Compliance Newsletter from Xcina Consulting – April Edition

Risk Management Consultancy

Welcome to the first edition of our new quarterly Regulatory Compliance Newsletter: Reg News.

Reg News will provide you with a snapshot of regulatory developments and hot topics impacting financial services firms.

In this edition we discuss:

  • The FCA and the Brexit delay
  • The latest on SM&CR
  • SMCR consultation paper, CP19/4
  • The 6th Anti Money Laundering Directive

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