Compliance services to support your organisation in meeting its regulatory obligations.DOWNLOAD THE BROCHURE >>
Regulatory compliance is increasingly complex. Firms must comply with applicable regulations to maintain their regulatory approval, their reputation and to mitigate the risks and costs of non-compliance for both the firms and individuals involved.
Firms are facing more intensive supervision and scrutiny from regulators, with a more stringent focus on personal accountability, culture and conduct. This requires much more than just complying with the letter of the regulations. The challenge of achieving regulatory compliance is exacerbated by:
Xcina takes an individual approach to regulatory compliance consulting by understanding the clients’ context, needs, risks and budget in order to design a proportionate compliance solution best suited to their precise requirements.
We assist organisations across sectors including fintech, investment, banking and
insurance in achieving, maintaining and improving regulatory compliance at every
phase of their development.
We provide tailored compliance services and specialist resources to support firms in
navigating changes in regulations and in meeting your regulatory obligations in a
collaborative, effective and cost-efficient manner.
These bespoke regulatory compliance services may range from one-off health-checks
or specific change initiatives to ongoing managed services.
Successfully navigating through the complex regulatory authorisation
process with the FCA, PRA or overseas regulatory authorities can be
challenging. We provide firms with technical input and advice,
support with preparing documentation and project management
assistance. We also assist with senior manager applications, changes
of permissions and changes in control.
We work with you to define a tailored compliance strategy for your
business and to design, execute and deliver your Compliance
Monitoring Programme. We deliver pragmatic day-to-day support to
manage and execute compliance tasks across your activities,
including ad-hoc advice and technical support, periodic Compliance
Health-checks and Regulatory Reporting assistance.
Helping regulated firms achieve and maintain compliance with
SM&CR regulatory requirements to strengthen governance and
accountability. Xcina provides independent assurance to the Board
and Senior Managers that the firm’s SM&CR framework is fit for
purpose. Supporting on training, Senior Manager applications and
any remediation or improvement activities to meet regulatory
Assisting with developing and enhancing your operational resilience
framework enabling you to adapt and recover from any disruption in
line with regulatory and stakeholder expectations. We work with you
on defining your operational resilience strategy, reviewing or
implementing your framework, addressing important business
services, dependencies, impact tolerances, testing, self-assessments
The financial crime threat landscape is constantly evolving. Our
financial crime compliance services support firms in responding to
the financial crime risks and obligations pertinent to their business
model. We help in reviewing and implementing financial crime
control frameworks covering AML/CFT, KYC/CDD, Anti Bribery &
Corruption, Fraud and Market Abuse.
Regulators produce a constant stream of consultations, thematic
reviews and regulatory updates, and each year brings something
new. In response to regulatory changes, we help firms evaluate their
business impact and develop their roadmap. We provide project
management, implementation assistance, technical advice and
ongoing support on regulatory change programmes.
Our regulatory compliance team includes former regulators, compliance senior managers
and other subject matter experts who bring to the table pragmatic multidisciplinary
knowledge and experience of regulatory expectations and leading practices. Our approach
to regulatory compliance consulting is founded on developing a long-term partnership to
provide value-added support throughout all phases on your compliance journey. We take a
genuine interest in your business and take the time to develop a deep knowledge and
understanding of your strategy, operations, challenges and objectives.
Working in partnership with our clients, we focus on providing fresh perspectives and
compliance solutions tailored to each client’s context and business model, not a templated
or tick-the-box approach to compliance. We have an established track record of assisting
firms from authorisation, implementing compliance frameworks, ongoing managed
services and undertaking compliance reviews and assessments. We also have deep
experience in assisting firms with their regulatory remediation activities.
Xcina have assisted us in a number of areas including IT controls and operational resilience, which is core to building a sustainable bank and one which delivers for its customers throughout times. Lindsey and the team at Xcina have proven expertise and continue to be invaluable to Perenna and we see them as part of our team.”
Colin Bell. COO & Co-Founder at Perenna
Read how our risk management consulting, auditing and assurance services are helping organisations like yours meet their objectives with increased confidence.
Thought Leadership / May 2022
Fraud Risk Management – Assessment and Confidence BuildingRead more >>
News & Blog / Oct 2020
Computing Security Awards 2020 – Shortlisted for “Compliance Awards – Security”Read more >>
Receive regular updates from our expert consultants as they provide clarification and guidance on issues impacting your organisation.Subscribe >>