Compliance services to support your organisation in meeting its regulatory obligations.
We assist organisations across sectors including fintech, investment, banking and insurance in achieving, maintaining and improving regulatory compliance at every phase of their development.
We provide tailored compliance services and specialist resources to support firms in navigating changes in regulations and in meeting your regulatory obligations in a collaborative, effective and cost-efficient manner.
These bespoke regulatory compliance services may range from one-off health-checks or specific change initiatives to ongoing managed services.
Successfully navigating through the complex regulatory authorisation process with the FCA, PRA or overseas regulatory authorities can be challenging. We provide firms with technical input and advice, support with preparing documentation and project management assistance. We also assist with senior manager applications, changes of permissions and changes in control.
We work with you to define a tailored compliance strategy for your business and to design, execute and deliver your Compliance Monitoring Programme. We deliver pragmatic day-to-day support to manage and execute compliance tasks across your activities, including ad-hoc advice and technical support, periodic Compliance Health-checks and Regulatory Reporting assistance.
Helping regulated firms achieve and maintain compliance with SM&CR regulatory requirements to strengthen governance and accountability. Xcina provides independent assurance to the Board and Senior Managers that the firm’s SM&CR framework is fit for purpose. Supporting on training, Senior Manager applications and any remediation or improvement activities to meet regulatory expectations.
Assisting with developing and enhancing your operational resilience framework enabling you to adapt and recover from any disruption in line with regulatory and stakeholder expectations. We work with you on defining your operational resilience strategy, reviewing or implementing your framework, addressing important business services, dependencies, impact tolerances, testing, self-assessments and remediation.
The financial crime threat landscape is constantly evolving. Our financial crime compliance services support firms in responding to the financial crime risks and obligations pertinent to their business model. We help in reviewing and implementing financial crime control frameworks covering AML/CFT, KYC/CDD, Anti Bribery & Corruption, Fraud and Market Abuse.
Regulators produce a constant stream of consultations, thematic reviews and regulatory updates, and each year brings something new. In response to regulatory changes, we help firms evaluate their business impact and develop their roadmap. We provide project management, implementation assistance, technical advice and ongoing support on regulatory change programmes.
Our regulatory compliance team includes former regulators, compliance senior managers and other subject matter experts who bring to the table pragmatic multidisciplinary knowledge and experience of regulatory expectations and leading practices. Our approach to regulatory compliance consulting is founded on developing a long-term partnership to provide value-added support throughout all phases on your compliance journey. We take a genuine interest in your business and take the time to develop a deep knowledge and understanding of your strategy, operations, challenges and objectives.
Working in partnership with our clients, we focus on providing fresh perspectives and compliance solutions tailored to each client’s context and business model, not a templated or tick-the-box approach to compliance. We have an established track record of assisting firms from authorisation, implementing compliance frameworks, ongoing managed services and undertaking compliance reviews and assessments. We also have deep experience in assisting firms with their regulatory remediation activities.
Colin Bell. COO & Co-Founder at Perenna
Read how our risk management consulting, auditing and assurance services are helping organisations like yours meet their objectives with increased confidence.