Regulatory Calendar

January 2022

IRB approach to credit risk >>

January 2022

FCA Policy Statement PS21/9 – Investment Firm Prudential Regime >>

January 2022

Joint regulatory statement (HMT, PRA and FCA) about planned prudential reforms >>

March 2022

PRA statement – Outsourcing and third-party risk management >>

March 2022

PRA and FCA Policy Statement – Operational Resilience: Impact tolerances for businesses >>

March 2022

FCA – details of final Brexit instruments and TTP directions >>

March 2022

End of Brexit-related temporary transitional power (TTP) >>

June 2022

FCA 3 year Business plan 2022-25 2 >>

June 2022

FCA P/S on Financial Promotions and High Risk Investments >>

June 2022

FCA market study on competition between benchmarks >>

June 2022

First public disclosures – Resolvability Assessment Framework (RAF) >>

July 2022

ESMA final report on revisions to MiFID II sustainability guidelines >>

July 2022

FCA rules on a new consumer duty come into force >>

July 2022

ESMA its final report on its opinion on the trading venue perimeter >>

July 2022

PRA and FCA to publish policy statement on diversity in financial services >>

July 2022

New Consumer Duty Rules – July 2022 – Policy Statement and Final Guidance >>

August 2022

Sustainability Disclosure Requirements and Investment Labels >>

August 2022

FCA consults on broadening retail access to the long-term asset fund (“LTAF”) to retail investors (CP22/14). >>

August 2022

The FCA sends a Dear CEO letter to alternative managers >>

September 2022

Treasury Committee Launches an Inquiry into Crypto-assets in the UK >>

September 2022

Bilateral margin obligations phase 6 >>

September 2022

Diversity in Financial Services policy statement >>

September 2022

Improving Equity Capital Markets >>

December 2022

PS22/11: Improvements to the Appointed Representatives Regime >>

December 2022

Strengthening the financial promotion rules for high-risk investments and firms approving financial promotions (PS 22/10) >>

January 2023

Basel 3.1 international implementation deadline >>

January 2023

Financial Services and Markets Bill and the path for UK regulation >>