Risk Management Consulting
 

Regulatory Calendar

Welcome to the Xcina Consulting Regulatory Calendar

Our experts at Xcina Consulting offer you this this regulatory calendar tool to show selected financial services regulatory updates, spanning the near future. By using its grid structure, more information is available for each item by clicking on it. Also, a fuller list of regulatory items is easily searchable using the site’s search function to help you to find areas of specific interest.

Jan - Mar
2022

January 2022

IRB approach to credit risk >>

January 2022

FCA Policy Statement PS21/9 – Investment Firm Prudential Regime >>

January 2022

Joint regulatory statement (HMT, PRA and FCA) about planned prudential reforms >>

March 2022

PRA statement – Outsourcing and third-party risk management >>

March 2022

PRA and FCA Policy Statement – Operational Resilience: Impact tolerances for businesses >>

March 2022

FCA – details of final Brexit instruments and TTP directions >>

March 2022

End of Brexit-related temporary transitional power (TTP) >>

Apr - Jun
2022

June 2022

FCA 3 year Business plan 2022-25 2 >>

June 2022

FCA P/S on Financial Promotions and High Risk Investments >>

June 2022

FCA market study on competition between benchmarks >>

June 2022

First public disclosures – Resolvability Assessment Framework (RAF) >>

Jul - Sep
2022

July 2022

ESMA final report on revisions to MiFID II sustainability guidelines >>

July 2022

FCA rules on a new consumer duty come into force >>

July 2022

ESMA its final report on its opinion on the trading venue perimeter >>

July 2022

PRA and FCA to publish policy statement on diversity in financial services >>

July 2022

FCA P/S on consumer investment in straightforward products

Details to follow

July 2022

New Consumer Duty Rules – July 2022 – Policy Statement and Final Guidance >>

August 2022

Sustainability Disclosure Requirements and Investment Labels >>

August 2022

FCA consults on broadening retail access to the long-term asset fund (“LTAF”) to retail investors (CP22/14). >>

August 2022

The FCA sends a Dear CEO letter to alternative managers >>

September 2022

Treasury Committee Launches an Inquiry into Crypto-assets in the UK >>

September 2022

Bilateral margin obligations phase 6 >>

September 2022

Diversity in Financial Services policy statement >>

September 2022

Improving Equity Capital Markets >>

Oct - Dec
2022

December 2022

European Commission to adopt strategy on retail investment

Details to follow

December 2022

BofE/FCA/HMT UK Green Taxonomy

Details to follow

December 2022

PS22/11: Improvements to the Appointed Representatives Regime >>

December 2022

Strengthening the financial promotion rules for high-risk investments and firms approving financial promotions (PS 22/10) >>

H1
2023

January 2023

Basel 3.1 international implementation deadline >>

January 2023

Financial Services and Markets Bill and the path for UK regulation >>

June 2023

Permanent cessation of Publication of the overnight and 12-month US dollar LIBOR setting

Details to follow

Disclaimer: This regulatory calendar contains summaries and our own interpretations of regulatory announcements from UK Financial Services Regulators that are not intended to be exact replicas.

 

Compliance Challenges and Opportunities amidst Regulatory Changes
  The sheer breadth of regulatory change is unrelenting. Compliance teams are pivotal in helping their firms navigate these changes while staying on course

 

 

 

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News and Insights

 

Thought Leadership / May 2022

Fraud Risk Management – Assessment and Confidence Building

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News & Blog / Mar 2021

SMCR Survey Findings and Best Practice recording

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News & Blog / Feb 2021

Publicly Displaying Personal Data Under GDPR

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News & Blog / Oct 2020

Computing Security Awards 2020 – Shortlisted for “Compliance Awards – Security”

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Podcast / Feb 2022

What’s the point of controls assurance?

George Grey – Managing director, explains the importance of independent assurance on 3rd party controls.

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