SMCR survey findings and best practices
We conducted an SMCR industry survey in the last quarter of 2020.
Lindsey Domingo, Director of Regulatory Compliance, presented the results of this survey at Informa Connect’s Conference SMCR, Conduct and Culture in the Time of COVID-19.
This two-day conference has been running for a few years and provides an opportunity to update your understanding of Senior Managers’ regulatory obligations, SMCR compliance, conduct and culture, especially in the context of the current pandemic.
It was a unique virtual networking gathering bringing together banks, insurers, investment firms, conduct and culture specialists, and regulators including the FCA and the PRA.