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SMCR, Conduct and Culture in the Time of COVID-19 Conference.

We had previously communicated during the last quarter of 2020 about the SMCR industry survey Xcina Consulting was conducting.  We are pleased to inform you that Lindsey Domingo will be presenting the results of this survey at the forthcoming conference SMCR, Conduct and Culture in the Time of COVID-19.

This two-day conference has been running for a few years and provides an opportunity to update your understanding of Senior Managers’ regulatory obligations, SMCR compliance, conduct and culture, especially in the context of the current pandemic.  It is a unique virtual networking gathering which brings together banks, insurers, investment firmsconduct and culture specialists, and regulators including the FCA and the PRA.  You can also find more details about the agenda and other speakers using the links below.

Keynote Session - Lindsey Domingo

SMCR Survey – Findings and best practices from Xcina’s recent survey

Practical approaches adopted by firms to operationalise SMCR addressing:

  • Conduct Rules Training and Breaches

  • Fitness & Propriety Assessments and Certification

  • Documentation Requirements

  • References, Recruitment and Performance Management

  • Culture, Accountability and Effectiveness

Speaker

Lindsey Domingo - Xcina Consulting

Lindsey Domingo

Regulatory Compliance Lead 

Xcina Consulting Limited

Where

SMCR & Conduct and Culture in the Time of COVID-19

When

Wednesday 24 February 2021 – 10:30 AM – 11:10 AM

Register your place at the conference with 30% off using our VIP code: FKM63926XCEM
To retrieve this discount, please ensure this code has been added on the booking page when registering.